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Course Details
KTO KARATAY UNIVERSITY
İktisadi, İdari ve Sosyal Bilimler Fakültesi
Programme of Business Administration
Course Details
Course Code Course Name Year Period Semester T+A+L Credit ECTS
00961311 Capital Markets and Institutions 3 Spring 6 3+0+0 4 4
Course Type Elective
Course Cycle Bachelor's (First Cycle) (TQF-HE: Level 6 / QF-EHEA: Level 1 / EQF-LLL: Level 6)
Course Language Turkish
Methods and Techniques -
Mode of Delivery Face to Face
Prerequisites -
Coordinator -
Instructor(s) -
Instructor Assistant(s) -
Course Content
This course starts with the definition, importance and functions of capital markets. Financial instruments such as stocks, bonds, derivative instruments, other investment instruments traded in the market and their characteristics are discussed. The roles of intermediary institutions, investment funds, portfolio management companies and central clearing and settlement institutions in capital markets are explained. In addition, the legal framework regulating capital markets and supervisory institutions, investor rights and market surveillance are important components of the course. Students gain the ability to monitor developments and market trends in capital markets and gain knowledge about investment and portfolio management processes.
Objectives of the Course
This course aims to introduce students to the structure and functioning of capital markets and the institutions operating in these markets. By providing information about the role of capital markets on the economy, types of financial instruments and investment processes, students gain the competence to make effective decisions in capital markets and understand market mechanisms. Students gain knowledge about the functioning of market actors and legal regulations and develop an awareness of the global dimensions of capital markets.
Contribution of the Course to Field Teaching
Basic Vocational Courses
Specialization / Field Courses
Support Courses X
Transferable Skills Courses
Humanities, Communication and Management Skills Courses
Weekly Detailed Course Contents
Week Topics
1 Introduction and Definition of Capital Markets
2 Financial Markets and Market Types
3 Financial Instruments: Equity Securities
4 Financial Instruments: Bonds and Other Debt Instruments
5 Derivative Products and Markets
6 Brokerage Houses and Investment Institutions
7 Midterm Exam
8 Investment Funds and Portfolio Management Companies
9 Central Clearing, Settlement and Custody Institutions
10 Capital Market Regulations and Supervisory Authorities
11 Capital Increase and Public Offering Processes
12 Investor Rights and Market Surveillance
13 International Capital Markets
14 Current Developments and Trends in Capital Markets
Textbook or Material
Resources Sermaye Piyasası Temel Konular/Seçkin Yayıncılık
Evaluation Method and Passing Criteria
In-Term Studies Quantity Percentage
Attendance - -
Laboratory - -
Practice - -
Field Study - -
Course Specific Internship (If Any) - -
Homework - -
Presentation - -
Projects - -
Seminar - -
Quiz - -
Listening - -
Midterms 1 40 (%)
Final Exam 1 60 (%)
Total 100 (%)
ECTS / Working Load Table
Quantity Duration Total Work Load
Course Week Number and Time 14 3 42
Out-of-Class Study Time (Pre-study, Library, Reinforcement) 14 4 56
Midterms 1 12 12
Quiz 0 0 0
Homework 0 0 0
Practice 0 0 0
Laboratory 0 0 0
Project 0 0 0
Workshop 0 0 0
Presentation/Seminar Preparation 0 0 0
Fieldwork 0 0 0
Final Exam 1 10 10
Other 0 0 0
Total Work Load: 120
Total Work Load / 30 4
Course ECTS Credits: 4